FIDUCIARY RESPONSIBILITIES
Fiduciary Advisory Services That Put Your Interests First
At Omega Investment Management, we are a dedicated 401k Fiduciary Advisory firm who always advocates for our clients’ best interests. As an independent registered investment advisor, we provide objective fiduciary consulting services tailored specifically to your needs.
Independence You Can Trust
Our independence allows us to offer impartial advice crafted solely based on your unique requirements. We have no direct affiliation with any investment funds, record keepers, or service providers. This eliminates potential conflicts of interest and ensures our recommendations are driven by what is best for you.
We Take Our Fiduciary Duty Seriously
As a leading provider of fiduciary advisory services in California, we are legally and ethically obligated to prioritize our clients’ best interests above all else. This means offering full transparency around our services, fees, and any potential conflicts of interest, while always acting with prudence, loyalty, and integrity. You can feel confident knowing we are fully committed to upholding the highest fiduciary standards.
Ongoing Communication and Transparency
Open communication and transparency serve as the foundation for every fiduciary relationship we build. We engage with clients regularly to ensure we understand changes in your financial life and goals. This allows us to make proactive recommendations tailored specifically for you over the long term.
A Disciplined Investment Process
Our research-based approach adheres to a disciplined process focused on managing risks and costs in your portfolio. This includes:
Asset Allocation: We use advanced modeling to optimize allocations across diverse asset classes that align with your risk tolerance. This aims to maximize returns for your targeted level of risk.
Investment Selection: We screen thousands of mutual funds and ETFs to identify well-managed investments with consistent returns, low costs, and controlled risk exposures.
Rebalancing and Ongoing Oversight: We monitor your portfolio continuously and rebalance periodically back to target allocations. This process aims to sell high and buy low on a disciplined basis.
Wealth Management Tailored for You
Everyone has unique financial circumstances requiring customized wealth management strategies. Based on an in-depth discovery process, we craft comprehensive plans aligned with your short and long-term goals. Our services include:
Retirement Planning: Strategies for accumulating and distributing retirement savings prudently. This includes projections to help you determine retirement readiness.
Education Planning: Saving for education requires long-term discipline. We help craft specific education funding strategies for your family.
Insurance Planning: An assessment of risks and costs determines recommendations on life, disability, and long-term care coverage.
The Omega Difference: Integrity that Stands the Test of Time
Since its inception, Omega Investment Management’s mission has focused solely on serving clients like you. As Fiduciary Investment Advisors, we strive to exceed your expectations through integrity, transparency, and disciplined processes specifically tailored to help you achieve your financial life goals.
Contact us today to learn more about how our fiduciary advisory services can make a difference in your financial future.
Securities offered through Registered Representatives of Cambridge Investment Research, Inc., a broker-dealer, member FINRA/SIPC. Advisory services offered through Cambridge Investment Research Advisors, Inc., a Registered Investment Adviser. Omega Investment Management and Cambridge are not affiliated. We are licensed in the following states: AZ, CA, CO, FL, GA, MN, NJ, NV, NY, OH, TX and WA.